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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-29 |
| FL | RA | APPROVED | 2025-01-13 |
| TX | RA | APPROVED | 2025-01-12 |
| LA | RA | APPROVED | 2025-01-08 |
Branch Locations
127 W Broad St, Lake Charles, LA 70601 • United States
915 S. Beglis Pkwy, Sulphur, LA 70663 • United States
610 Sam Houston Jones Parkway, Moss Bluff, LA 70611 • United States
111 W. Second Street, Deridder, LA 70634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyon's Market | Jennings | LA | 07/2019 | 08/2019 |
| Lombard Securities Incorporated Dba Sonnier Financial | Jennings | LA | 01/2023 | 12/2024 |
| Mcneese State University | Lake Charles | LA | 07/2018 | 12/2022 |
| Unemployed | Jennings | LA | 01/2015 | 06/2018 |
| Lombard Securities Incorporated | Jennings | LA | 08/2022 | 12/2024 |
| Lombard Advisers Incorporated | Jennings | LA | 12/2022 | 12/2024 |
| J.P. Morgan Securities Llc | Moss Bluff | LA | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Moss Bluff | LA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-31 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-02 |
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