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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walgreens | Lake Charles | LA | 12/2006 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Lake Charles | LA | 09/2017 | 05/2019 |
| Raymond James Financial Services, Inc. | Lake Charles | LA | 06/2019 | 11/2022 |
| Global Asset Management Group - Tim Andreas | Lake Charles | LA | 06/2019 | 11/2022 |
| Northwestern Mutual Investment Services, Llc | Lake Charles | LA | 09/2017 | 05/2019 |
| Jp Morgan Chase Bank, N.A. | Lake Charles | LA | 11/2022 | Present |
| Jp Morgan Securities, Llc | Lake Charles | LA | 11/2022 | Present |
| Yoga And Fitness Instructor | Westlake | LA | 11/2024 | Present |
Entity Name: Yoga and fitness instructor Investment related: No Address: Private Residence Nature of the other business: Health & Fitness Position/Title/Relationship: Owner/Partner Start Date: 11/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Will have own LLC for teaching yoga and fitness classes at local yoga studios and gyms.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-31 |
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