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Tiffany Nichole Bailey-Duhon

J.P. Morgan Securities LLC

Lake Charles, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-12-05
  • LA RA
    APPROVED
    Since 2022-12-05

Branch Locations

127 W Broad St, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walgreens Lake Charles LA 12/2006 09/2017
Northwestern Mutual Life Insurance Company Lake Charles LA 09/2017 05/2019
Raymond James Financial Services, Inc. Lake Charles LA 06/2019 11/2022
Global Asset Management Group - Tim Andreas Lake Charles LA 06/2019 11/2022
Northwestern Mutual Investment Services, Llc Lake Charles LA 09/2017 05/2019
Jp Morgan Chase Bank, N.A. Lake Charles LA 11/2022 Present
Jp Morgan Securities, Llc Lake Charles LA 11/2022 Present
Yoga And Fitness Instructor Westlake LA 11/2024 Present
  • 12/2006 → 09/2017
    Walgreens
    Lake Charles, LA
  • 09/2017 → 05/2019
    Northwestern Mutual Life Insurance Company
    Lake Charles, LA
  • 06/2019 → 11/2022
    Raymond James Financial Services, Inc.
    Lake Charles, LA
  • 06/2019 → 11/2022
    Global Asset Management Group - Tim Andreas
    Lake Charles, LA
  • 09/2017 → 05/2019
    Northwestern Mutual Investment Services, Llc
    Lake Charles, LA
  • 11/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Lake Charles, LA
  • 11/2022 → Present
    Lake Charles, LA
  • 11/2024 → Present
    Yoga And Fitness Instructor
    Westlake, LA
Previous Registrations
Other Businesses

Entity Name: Yoga and fitness instructor Investment related: No Address: Private Residence Nature of the other business: Health & Fitness Position/Title/Relationship: Owner/Partner Start Date: 11/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Will have own LLC for teaching yoga and fitness classes at local yoga studios and gyms.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 2019-01-31
  • S65 Uniform Investment Adviser Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    2019-01-31
Other Names
  • Nikki Bailey
  • Tiffany Bailey
  • Tiffany N Duhon
  • Nikki Bailey-Duhon
  • Nikki Duhon
  • Tiffany N Bailey-Duhon
  • Tiffany N Bailey

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