Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
  • TX RA
    APPROVED
    Since 2022-10-31

Branch Locations

1500 Broadway St, Ste 200, Lubbock, TX 79401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Lubbock TX 10/2017 10/2022
Unemployed Lubbock TX 07/2017 10/2017
Sanford & Tatum Insurance Lubbock TX 05/2016 07/2017
Wells Fargo Clearing Services, Llc Lubbock TX 10/2022 Present
Previous Registrations
  • 2017-12-18 → 2022-11-02
    Lubbock, TX
    Lubbock, TX
    Lubbock, TX
    St Louis, MO
    Lubbock, TX
Other Businesses

CATHOLIC CHARITIES DIOCESE OF LUBBOCK, INV RELATED, LUBBOCK, TX, FINANCE COMMITTEE MEMBER, START 11/1/2020, 1.5 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING INCOME AND EXPENSE STATEMENTS TO MAKE RECOMMENDATIONS ON NEEDS FOR CHARITABLE DISTRIBUTION. | KELSEY PARK HOMEOWNERS ASSOCIATION; NOT INV RELATED; LUVVOXK, TX; FINANCE COMMITTEE MEMBER; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HOMEOWNERS ASSOCIATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lubbock, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor