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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-15
  • OH RA
    APPROVED
    Since 2024-11-15

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Terminal Tower 50 Public Square, Suite 2700, Cleveland, OH 44113 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-12-19
  • OH RA
    APPROVED
    Since 2018-12-19

Branch Locations

Terminal Tower 50 Public Square, Suite 2700, Cleveland, OH 44113 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 06/2018 03/2025
Marsh, Berry & Company, Inc. Woodmere OH 09/2017 06/2018
John Carroll University University Heights OH 08/2014 05/2017
N/A University Heights OH 05/2017 09/2017
Cerity Partners Llc New York NY 03/2025 Present
  • 06/2018 → 03/2025
    New York, NY
  • 09/2017 → 06/2018
    Marsh, Berry & Company, Inc.
    Woodmere, OH
  • 08/2014 → 05/2017
    John Carroll University
    University Heights, OH
  • 05/2017 → 09/2017
    N/A
    University Heights, OH
  • 03/2025 → Present
    New York, NY
Other Businesses

1) Christ Child Society of Cleveland; Investment-Related: Yes; Address: Cleveland, OH; Nature of Business: Non-profit serving impoverished children in Greater Cleveland; Position/Title: Investment Advisory Committee Member; Start Date: June 2026; Number of Hours during securities trading hours: 1 hour per quarter; Number of hours outside of securities trading hours: 1 hour per quarter; Duties: Collaborate regarding investment management and cash management strategies for the organization 2) Botany Cross Collective LLC; Investment-Related: No; Address: Cleveland, OH; Nature of Business: Provide NIL support to John Carroll University student-athletes; Position/Title: Owner; Start Date: May 2026; Number of Hours during securities trading hours: 1 hour per month; Number of Hours outside of securities trading hours: 2 hours per month; Duties: Manage the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19

View on SEC IAPD

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