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Gerardo Cavazos

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc Houston TX 09/2017 12/2020
Compass Bank Birmingham AL 03/2015 12/2020
Morgan Stanley Smith Barney Llc Houston TX 12/2020 10/2023
Ubs Financial Services, Inc Houston TX 10/2023 09/2024
Morgan Stanley Houston TX 09/2024 Present
  • 09/2017 → 12/2020
    Bbva Securities Inc
    Houston, TX
  • 03/2015 → 12/2020
    Compass Bank
    Birmingham, AL
  • 12/2020 → 10/2023
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 10/2023 → 09/2024
    Ubs Financial Services, Inc
    Houston, TX
  • 09/2024 → Present
    Morgan Stanley
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-11
  • S66 Uniform Combined State Law Examination
    2022-04-11

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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