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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-11-06
  • NV RA
    APPROVED
    Since 2020-11-06

Branch Locations

120 Country Club Unit 7, Incline Village, NV 89451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Wellness Reno NV 01/2017 12/2017
Morgan Stanley Reno NV 09/2017 05/2018
Morgan Stanley Reno NV 06/2018 10/2020
University Of Nevada, Reno Reno NV 08/2016 12/2016
Morgan Stanley Private Bank, N.A. New York NY 05/2019 10/2020
Prospera Financial Services Inc. Dallas TX 10/2020 Present
  • 01/2017 → 12/2017
    Sierra Wellness
    Reno, NV
  • 09/2017 → 05/2018
    Reno, NV
  • 06/2018 → 10/2020
    Reno, NV
  • 08/2016 → 12/2016
    University Of Nevada, Reno
    Reno, NV
  • 05/2019 → 10/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2020 → Present
    Dallas, TX
Previous Registrations
Other Businesses

1.) Mr. Sloves is owner of Ben Sloves Clothing and Shoe Wholesale located at 342 Stewart Street, Reno, NV 89502. This business is not investment related spending 1-9% if his time none during market hours. Compensation is 1-9% of Mr. Sloves annual income. 2.) Sytes; Investment Related - Yes; Online Business; Real Estate Date; Owner; Start Date 11/2024 ; 0 Hours Per Month; 0 During Market Hours; Real Estate Data start up. 3.) Sierra Pacific Wealth Management; Investment Related - Yes; 120 Country Club, Unit 7 Incline Village, NV 89451; DBA; Financial Advisor; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-31
  • S66 Uniform Combined State Law Examination
    2019-01-31
Other Names
  • Ben Sloves

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