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Gaurav Kusum Adhikari

Payne Capital Management, LLC

New York, NY

New York, NY

CRD 6860992

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Employer firm

Payne Capital Management, LLC CRD 147119

$1.34B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Payne Capital Management, Llc

231 West 29Th Street Suite 1002, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-20
PA RA APPROVED 2018-09-20
  • NY RA
    APPROVED
    Since 2021-03-20
  • PA RA
    APPROVED
    Since 2018-09-20

Branch Locations

231 West 29Th Street Suite 1002, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Payne Capital Management New York NY 10/2015 12/2016
Payne Capital Management New York NY 01/2017 Present
  • 10/2015 → 12/2016
    Payne Capital Management
    New York, NY
  • 01/2017 → Present
    Payne Capital Management
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-09-01

View on SEC IAPD

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