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Braxton Bartlett

Hightower Advisors, LLC

Houston, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-12
  • TX RA
    APPROVED
    Since 2023-06-12

Branch Locations

952 Echo Lane Suite 460, Houston, TX 77024 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Houston TX 09/2017 03/2020
Corporate Care Houston TX 08/2017 09/2017
Chimmichurris Kingwood TX 06/2014 08/2017
Massmutual San Antonio TX 05/2016 07/2017
Lpl Financial Llc Houston TX 09/2017 03/2020
Wealth Enhancement Advisory Services Plymouth MN 02/2018 03/2020
Lpl Financial Llc Houston TX 07/2019 03/2020
Wealth Enhancement Brokerage Services Plymouth MN 08/2019 03/2020
Wealth Enhancement Advisory Services Plymouth MN 10/2019 03/2020
Sta Wealth Management, Lc Houston TX 03/2020 06/2023
Hightower Advisors Chicago IL 06/2023 Present
  • 09/2017 → 03/2020
    Wealth Enhancement Group
    Houston, TX
  • 08/2017 → 09/2017
    Corporate Care
    Houston, TX
  • 06/2014 → 08/2017
    Chimmichurris
    Kingwood, TX
  • 05/2016 → 07/2017
    Massmutual
    San Antonio, TX
  • 09/2017 → 03/2020
    Lpl Financial Llc
    Houston, TX
  • 02/2018 → 03/2020
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 07/2019 → 03/2020
    Lpl Financial Llc
    Houston, TX
  • 08/2019 → 03/2020
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 10/2019 → 03/2020
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 03/2020 → 06/2023
    Sta Wealth Management, Lc
    Houston, TX
  • 06/2023 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-09
  • S66 Uniform Combined State Law Examination
    2019-10-09
Designations
Other Names
  • Braxton Bartlett
  • Braxton Lee Bartlett

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