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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-13
TX RA APPROVED 2026-08-13
  • CA RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13

Branch Locations

5200 E 2Nd St, Long Beach, CA 90803 • United States

3 Park Plaza Floor 8, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Long Beach CA 08/2026 Present
Bank Of America/Merrill Lynch Newport Beach CA 09/2015 08/2026
  • 08/2026 → Present
    Long Beach, CA
  • 09/2015 → 08/2026
    Bank Of America/Merrill Lynch
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
  • S66 Uniform Combined State Law Examination
    2018-02-15
Other Names
  • Ivan Flores

View on SEC IAPD

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