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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-27 |
Branch Locations
5445 Dtc Parkway Suite 240, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2017 | 04/2021 |
| University Of Denver | Denver | CO | 06/2017 | 08/2017 |
| Carlos Miguel's | Highlands Ranch | CO | 12/2015 | 12/2016 |
| Mama's Hawaiian Bbq | Tucson | AZ | 10/2013 | 05/2017 |
| University Of Arizona | Tucson | AZ | 08/2013 | 05/2017 |
| Self Employed | Denver | CO | 06/2017 | 08/2017 |
| Self Employed | Phoenix | AZ | 12/2017 | 10/2018 |
| Self Employed | Chandler | AZ | 10/2018 | 10/2019 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 04/2021 | 08/2025 |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 04/2021 | 08/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 09/2017 | 04/2021 |
| Massmutual Life Insurance Co | Denver | CO | 08/2025 | Present |
| Mml Investors Services, Llc | Denver | CO | 08/2025 | Present |
| Uber | Denver | CO | 11/2022 | Present |
Name: Ryan Griffin Inv Rel: N Add: Residential Address Nature: Driving for Uber Position: Driver Start Date: 11/01/2022 No Hrs/Mo: 8 No/Hrs Mo dur trading: 0 Describe Duties: Ride share driving
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-15 |
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