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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-27
  • CO RA
    APPROVED
    Since 2025-08-27

Branch Locations

Denver, CO • United States

5445 Dtc Parkway Suite 240, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2017 04/2021
University Of Denver Denver CO 06/2017 08/2017
Carlos Miguel's Highlands Ranch CO 12/2015 12/2016
Mama's Hawaiian Bbq Tucson AZ 10/2013 05/2017
University Of Arizona Tucson AZ 08/2013 05/2017
Self Employed Denver CO 06/2017 08/2017
Self Employed Phoenix AZ 12/2017 10/2018
Self Employed Chandler AZ 10/2018 10/2019
Charles Schwab & Co., Inc. Lone Tree CO 04/2021 08/2025
Schwab Wealth Advisory Inc Lone Tree CO 04/2021 08/2025
Vanguard Marketing Corporation Scottsdale AZ 09/2017 04/2021
Massmutual Life Insurance Co Denver CO 08/2025 Present
Mml Investors Services, Llc Denver CO 08/2025 Present
Uber Denver CO 11/2022 Present
  • 09/2017 → 04/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2017 → 08/2017
    University Of Denver
    Denver, CO
  • 12/2015 → 12/2016
    Carlos Miguel's
    Highlands Ranch, CO
  • 10/2013 → 05/2017
    Mama's Hawaiian Bbq
    Tucson, AZ
  • 08/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 06/2017 → 08/2017
    Self Employed
    Denver, CO
  • 12/2017 → 10/2018
    Self Employed
    Phoenix, AZ
  • 10/2018 → 10/2019
    Self Employed
    Chandler, AZ
  • 04/2021 → 08/2025
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 04/2021 → 08/2025
    Lone Tree, CO
  • 09/2017 → 04/2021
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 08/2025 → Present
    Massmutual Life Insurance Co
    Denver, CO
  • 08/2025 → Present
    Denver, CO
  • 11/2022 → Present
    Uber
    Denver, CO
Previous Registrations
Other Businesses

Name: Ryan Griffin Inv Rel: N Add: Residential Address Nature: Driving for Uber Position: Driver Start Date: 11/01/2022 No Hrs/Mo: 8 No/Hrs Mo dur trading: 0 Describe Duties: Ride share driving

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-02
S63 Uniform Securities Agent State Law Examination 2017-11-15
  • S66 Uniform Combined State Law Examination
    2021-06-02
  • S63 Uniform Securities Agent State Law Examination
    2017-11-15
Designations
Other Names
  • Ryan Griffin

View on SEC IAPD

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