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158 E Northland Ave, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-09 |
| WI | RA | APPROVED | 2023-01-03 |
Branch Locations
158 E Northland Ave, Appleton, WI 54911 • United States
3637 4Th St N #270, St. Petersburg, FL 33704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Bethesda | MD | 09/2017 | 03/2019 |
| Modern Wealth, Llc | Sarasota | FL | 10/2017 | 03/2019 |
| Int'l Mfg Group, Llc | Clearwater | FL | 02/2016 | 09/2017 |
| Principal Life Insurance Company | Tampa | FL | 03/2019 | 01/2023 |
| Principal Securities Inc | Tampa | FL | 03/2019 | 01/2023 |
| Cornerstone Enterprises, Llc Dba Cornerstone Financial Group | Appleton | WI | 01/2023 | Present |
| Principal Securities Inc., Dba Cornerstone Financial Group | Appleton | WI | 01/2022 | 01/2023 |
~1) Fixed Insurance; Investment-related; Seminole, FL; Insurance agent; Fixed Annuities, LI, DI, LTC; Start Date: 03/01/2019; 20 hours/month with 20 during trading hours. ~2) Pinellas Soccer Officials Association; Not investment-related; Largo, FL; Referee; Start Date: 10/01/2003; 0-14 hours/month (November, December, January, February); 0 during trading hours; Duties: Referee middle & high school games. ~3) USSF Soccer Referee; Not investment-related; Chicago, IL; Referee; Start Date: 10/01/2000; 0-12 hours/month (weekends only); 0 during trading hours; Duties: Refereeing youth and adult amateur soccer games occasionally. ~4) Health Insurance; Not investment-related; Address: 3637 4th St N, #270, St. Petersburg, FL 33704; Position: Representative; Start date: 12/01/2022; 4 hours/month; 4 during trading hours; Duties: Sales of Group Health Products. ~5) BNI - Referrals in Action; Not investment-related; 8175 Lakewood Rand Blvd, Lakewood Ranch, FL; Interim President; Start date: March 1, 2025; Approximately 8 hours/month outside of trading hours and 1 hour/month during securities trading hours; Duties: serving in a leadership role that is not limited to and can include: Chapter President, VP, membership, and/or mentor coordinator roles.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-17 |
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