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Current Employers
Cornerstone Financial Group

158 E Northland Ave, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-09
WI RA APPROVED 2023-01-03
  • FL RA
    APPROVED
    Since 2023-06-09
  • WI RA
    APPROVED
    Since 2023-01-03

Branch Locations

158 E Northland Ave, Appleton, WI 54911 • United States

3637 4Th St N #270, St. Petersburg, FL 33704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Bethesda MD 09/2017 03/2019
Modern Wealth, Llc Sarasota FL 10/2017 03/2019
Int'l Mfg Group, Llc Clearwater FL 02/2016 09/2017
Principal Life Insurance Company Tampa FL 03/2019 01/2023
Principal Securities Inc Tampa FL 03/2019 01/2023
Cornerstone Enterprises, Llc Dba Cornerstone Financial Group Appleton WI 01/2023 Present
Principal Securities Inc., Dba Cornerstone Financial Group Appleton WI 01/2022 01/2023
  • 09/2017 → 03/2019
    H. Beck, Inc.
    Bethesda, MD
  • 10/2017 → 03/2019
    Modern Wealth, Llc
    Sarasota, FL
  • 02/2016 → 09/2017
    Int'l Mfg Group, Llc
    Clearwater, FL
  • 03/2019 → 01/2023
    Principal Life Insurance Company
    Tampa, FL
  • 03/2019 → 01/2023
    Tampa, FL
  • 01/2023 → Present
    Cornerstone Enterprises, Llc Dba Cornerstone Financial Group
    Appleton, WI
  • 01/2022 → 01/2023
    Principal Securities Inc., Dba Cornerstone Financial Group
    Appleton, WI
Previous Registrations
  • 2019-03-06 → 2023-01-12
    Tampa, FL
    Saint Peterburg, FL
    New Prt Rchy, FL
  • 2018-10-25 → 2019-02-26
    Grove Point Investments, Llc
    Sarasota, FL
Other Businesses

~1) Fixed Insurance; Investment-related; Seminole, FL; Insurance agent; Fixed Annuities, LI, DI, LTC; Start Date: 03/01/2019; 20 hours/month with 20 during trading hours. ~2) Pinellas Soccer Officials Association; Not investment-related; Largo, FL; Referee; Start Date: 10/01/2003; 0-14 hours/month (November, December, January, February); 0 during trading hours; Duties: Referee middle & high school games. ~3) USSF Soccer Referee; Not investment-related; Chicago, IL; Referee; Start Date: 10/01/2000; 0-12 hours/month (weekends only); 0 during trading hours; Duties: Refereeing youth and adult amateur soccer games occasionally. ~4) Health Insurance; Not investment-related; Address: 3637 4th St N, #270, St. Petersburg, FL 33704; Position: Representative; Start date: 12/01/2022; 4 hours/month; 4 during trading hours; Duties: Sales of Group Health Products. ~5) BNI - Referrals in Action; Not investment-related; 8175 Lakewood Rand Blvd, Lakewood Ranch, FL; Interim President; Start date: March 1, 2025; Approximately 8 hours/month outside of trading hours and 1 hour/month during securities trading hours; Duties: serving in a leadership role that is not limited to and can include: Chapter President, VP, membership, and/or mentor coordinator roles.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-19
S63 Uniform Securities Agent State Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-10-19
  • S63 Uniform Securities Agent State Law Examination
    2018-09-17
Designations
Other Names
  • Arnold Raymond Eichhof
  • Arnold Eichhof

View on SEC IAPD

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