Steven Lee Topal

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Prager Metis Cpas, Llc
  New York, NY
• 09/2021 → 12/2022
  Pm Wealth Management, Llc
  New York, NY
• 12/2022 → Present
  Perigon Wealth Management, Llc
  New York, NY

Previous Registrations

• 2021-09-22 → 2022-12-19
  Pm Wealth Management, Llc
  New York, NY

Other Businesses

1. Prager Metis CPAs, LLC, Not investment-related; 14 Penn Plaza, 18th Floor, New York, NY 10122; Accounting firm; Partner; Start 01/2009; 160 hours per month, all during securities trading hours; duties include tax and accounting services. 2. MJHS Health System Inc; Not investment-related; 6323 7th Ave, Brooklyn, NY 11220; Health care charitable organization; Board member and Officer; Start 01/1993; 10 hours/month, not during securities trading hours; attend board meetings. 3. Menorah Nursing Home; Not investment-related; 1516 Oriental Blvd, Brooklyn NY 11235; Chairman of the board; Start 01/2021; 5 hours/month, not during securities trading hours; Attend and chair board meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-10

Other Names

• Steven Topal