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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2024-12-13 |
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Highland, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Poughkeepsie | NY | 06/2013 | 10/2016 |
| Morgan Stanley | Kingston | NY | 03/2014 | 10/2016 |
| Morgan Stanley | New York | NY | 10/2016 | 08/2021 |
| Morgan Stanley Private Bank , N.A. | New York | NY | 11/2016 | 08/2021 |
| Raymond James Financial Services, Inc. | New York | NY | 08/2021 | 05/2022 |
| Steward Partners Global Advisory, Llc | New York | NY | 08/2021 | Present |
| Steward Partners Investment Advisory, Llc | New York | NY | 08/2021 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
1) St. Augustine Church - Not Investment Related. Address: Highland, NY. Nature of business: Religious Organization. Start Date: 02/20/2017. Position: Trustee. Hours per month devoted to this business: 12. Hours per month devoted to this business during trading hours: 0. Description of duties: Advise pastor on Church activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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