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One Dag Hammarskjold Plaza 885 Second Avenue, 42 Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-23 |
Branch Locations
One Dag Hammarskjold Plaza 885 Second Avenue, 42 Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Fort Worth | TX | 09/2017 | 11/2018 |
| Design Manager | Doylestown | PA | 02/2017 | 06/2017 |
| Delaware Valley University | Doylestown | PA | 08/2013 | 05/2017 |
| Douglas C. Lane & Associates | New York | NY | 12/2018 | 01/2021 |
| Pinnacle Financial Services, Inc. | Warminster | PA | 10/2016 | 12/2016 |
| Douglas C. Lane & Associates | New York | NY | 01/2021 | 12/2024 |
| Douglas C. Lane & Associates | New York | NY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-08 |
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