Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Saint Cloud | MN | 09/2017 | 11/2021 |
| Subcontractor | Apple Valley | MN | 01/2010 | 12/2016 |
| Wells Fargo Bank Na | Saint Cloud | MN | 10/2010 | 11/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2021 | 12/2024 |
| Northwestern Mutual Investment Services Llc | St Cloud | MN | 11/2021 | 12/2024 |
| Northwestern Mutual Wealth Management Services | Milwaukee | WI | 02/2022 | 12/2024 |
| Quad City Percussion | Foley | MN | 09/2022 | Present |
| Lpl Enterprise Llc | St. Cloud | MN | 12/2024 | Present |
1) 12/04/2024 - Ryan Schmidt - Real Estate Rental - Traditional Rental agreements for a single-family home in the suburbs of Minneapolis/St. Paul - INV Related - At New Brighton, MN - Start Date 06/03/2024 - 1hrs/mth - 0hrs During Trading 2) 12/04/2024 - Indoor Drumline Director - Coach/ Sports/ Fitness - I teach and coach an independent Winter Drumline - Not INV Related - At Foley, MN - Start Date 10/04/2004 - 40 hrs/mth - 0hrs During Trading 3) 02/12/2025 - Walker Creek Financial Group - DBA for LPL Business (entity for LPL business) - Sole Advisors Partnering in the St. Cloud Area all under the Prudential business - INV Related - At Saint Cloud, MN - Start Date 01/21/2025 - 40hrs/mth - 40hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
Reach out to this advisor