Luke Patrick Pingleton

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-11-15
FL	RA	APPROVED	2019-03-13

TX RA
APPROVED

Since 2019-11-15
FL RA
APPROVED

Since 2019-03-13

Branch Locations

222 Lakeview Ave, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Palm Beach	FL	09/2017	Present
University Of Alabama	Tuscaloosa	AL	08/2013	05/2017
Unemployed	Palm Beach Gardens	FL	05/2017	09/2017
Bank Of America, N.A.	West Palm Beach	FL	12/2018	Present

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Palm Beach, FL
08/2013 → 05/2017

University Of Alabama

Tuscaloosa, AL
05/2017 → 09/2017

Unemployed

Palm Beach Gardens, FL
12/2018 → Present

Bank Of America, N.A.

West Palm Beach, FL

Other Businesses

I*3045301 Entity Type: For Profit Name of OBA: Octo-b LLC Address:Palm Beach Gardens Florida Investment Related:No Position, Title, Association:Owner Start Date:10/21/2025 No Hours: 5 Monthly No Hours during trading:0 Monthly Duties:Rental Real Estate. Capital Investment

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-11

S66 Uniform Combined State Law Examination

2019-03-11

Other Names

Luke Pingleton

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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