Luke Patrick Pingleton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
• 08/2013 → 05/2017
  University Of Alabama
  Tuscaloosa, AL
• 05/2017 → 09/2017
  Unemployed
  Palm Beach Gardens, FL
• 12/2018 → Present
  Bank Of America, N.A.
  West Palm Beach, FL

Other Businesses

I*3045301 Entity Type: For Profit Name of OBA: Octo-b LLC Address:Palm Beach Gardens Florida Investment Related:No Position, Title, Association:Owner Start Date:10/21/2025 No Hours: 5 Monthly No Hours during trading:0 Monthly Duties:Rental Real Estate. Capital Investment

Exams

• S66 Uniform Combined State Law Examination
  2019-03-11

Other Names

• Luke Pingleton