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Fred Carini

J.P. Morgan Securities LLC

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-14
TX RA APPROVED 2024-02-12
  • OH RA
    APPROVED
    Since 2024-02-14
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

4550 N High St, Columbus, OH 43214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 09/2021 12/2023
The Awesome Life Group Pittsburgh PA 11/2018 09/2021
Servicelink Coraopolis PA 07/2018 10/2018
Robert Morris University Moon PA 08/2014 04/2018
Riley Financial Strategies Group Monroeville PA 09/2017 05/2018
Unemployed Pittsburgh PA 06/2018 06/2018
Dairy Queen Pittsburgh PA 06/2013 06/2017
Burger King Pittsburgh PA 09/2016 12/2016
E*Trade Securities, Llc Columbus OH 10/2022 09/2023
Jpmorgan Chase Bank (Oh) Columbus OH 02/2024 Present
J.P. Morgan Securities Llc Columbus OH 02/2024 Present
Unemployed Columbus OH 01/2024 01/2024
  • 09/2021 → 12/2023
    Morgan Stanley
    Columbus, OH
  • 11/2018 → 09/2021
    The Awesome Life Group
    Pittsburgh, PA
  • 07/2018 → 10/2018
    Servicelink
    Coraopolis, PA
  • 08/2014 → 04/2018
    Robert Morris University
    Moon, PA
  • 09/2017 → 05/2018
    Riley Financial Strategies Group
    Monroeville, PA
  • 06/2018 → 06/2018
    Unemployed
    Pittsburgh, PA
  • 06/2013 → 06/2017
    Dairy Queen
    Pittsburgh, PA
  • 09/2016 → 12/2016
    Burger King
    Pittsburgh, PA
  • 10/2022 → 09/2023
    E*Trade Securities, Llc
    Columbus, OH
  • 02/2024 → Present
    Jpmorgan Chase Bank (Oh)
    Columbus, OH
  • 02/2024 → Present
    J.P. Morgan Securities Llc
    Columbus, OH
  • 01/2024 → 01/2024
    Unemployed
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
  • S66 Uniform Combined State Law Examination
    2021-12-02
Other Names
  • Fred Joseph Carini
  • Fred J Carini
  • Fred J Carini

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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