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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| AZ | RA | APPROVED | 2023-08-30 |
Branch Locations
1910 South Stapley Road Suite 221, Mesa, AZ 85204 • United States
620 South Main Street, Bountiful, UT 84010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Twigs Bistro And Martini Bar | Tucson | AZ | 04/2017 | 08/2017 |
| Transamerica Financial Advisors, Inc | Mesa | CA | 09/2017 | 07/2023 |
| World Financial Group Insurance Agency, Llc. | Mesa | CA | 08/2015 | 08/2023 |
| Texas Roadhouse | Tucson | AZ | 02/2017 | 08/2017 |
| Kendalls Brasserie - Patina Restaurant Group | Los Angeles | CA | 08/2015 | 01/2017 |
| Fleming Prime Steakhouse And Wine Bar | Scottsdale | AZ | 08/2017 | 02/2019 |
| Square One Concepts-Cold Beers And Cheeseburgers | Scottsdale | AZ | 10/2019 | 12/2019 |
| Student Optimum Services | Glendale | CA | 01/2020 | 08/2023 |
| Debtmerica | San Ana | CA | 10/2019 | 03/2022 |
| Summit Global Investments, Inc. | Mesa | AZ | 07/2023 | Present |
| Verity Investments, Inc. | Durham | NC | 09/2023 | Present |
1) Summit Global Investments, LLC. DBA Summit Global Private Wealth; Investment-related; Bountiful, UT; Registered Investment Adviser; Employee; Investment Advisor Representative; 07/2023; 120 hours per month; 100 during market hours; Investment advice to clients. 2) ASH Brokerage, LLC; Not investment-related; Mesa, AZ; Insurance agency; Contractor, Agent; 08/2023; 20 hours per month; 20 during market hours; Sell life insurance and fixed products. 3) Disrupt Health Insurance, LLC.; Not investment-related; Mesa, AZ; Insurance agency; Contractor; Referral partner; 04/2021; 0 hours per month; 0 during market hours; Refer clients for health insurance. 4) J Wright, LLC.; Not investment-related; Marana, AZ; Pass-through entity; Sole proprietor; Owner; 01/2021; 0 hours per month; 0 during market hours; Administrative duties.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 2017-04-18 |
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