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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-01
CA RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2019-07-01
  • CA RA
    APPROVED
    Since 2019-06-19

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Shell Auto Care Highland CA 06/2016 03/2018
Foresters Financial Services Monrovia CA 09/2017 04/2018
Loma Linda Academy Loma Linda CA 01/2007 06/2017
Foresters Financial Services Monrovia CA 04/2018 06/2019
Foresters Advisory Services Monrovia CA 09/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Monrovia CA 06/2019 Present
  • 06/2016 → 03/2018
    Highland Shell Auto Care
    Highland, CA
  • 09/2017 → 04/2018
    Foresters Financial Services
    Monrovia, CA
  • 01/2007 → 06/2017
    Loma Linda Academy
    Loma Linda, CA
  • 04/2018 → 06/2019
    Foresters Financial Services
    Monrovia, CA
  • 09/2018 → 06/2019
    Foresters Advisory Services
    Monrovia, CA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Monrovia, CA
Previous Registrations
  • 2018-09-18 → 2019-06-24
    Foresters Advisory Services, Llc
    Monrovia, CA
Other Businesses

1) HIGHLAND FUEL SERVICE INC, GAS STATION EMPLOYEE, 6/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2017-11-13
  • S66 Uniform Combined State Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2017-11-13

View on SEC IAPD

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