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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-01 |
| CA | RA | APPROVED | 2019-06-19 |
Branch Locations
155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Shell Auto Care | Highland | CA | 06/2016 | 03/2018 |
| Foresters Financial Services | Monrovia | CA | 09/2017 | 04/2018 |
| Loma Linda Academy | Loma Linda | CA | 01/2007 | 06/2017 |
| Foresters Financial Services | Monrovia | CA | 04/2018 | 06/2019 |
| Foresters Advisory Services | Monrovia | CA | 09/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Monrovia | CA | 06/2019 | Present |
1) HIGHLAND FUEL SERVICE INC, GAS STATION EMPLOYEE, 6/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-13 |
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