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Sandi Jacob Carroll

Ameriprise Financial Services, LLC

Canton, NC

Asheville, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-11
  • NC RA
    APPROVED
    Since 2023-10-11

Branch Locations

303 New Clyde Hwy, Canton, NC 28716 • United States

Asheville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Asheville NC 09/2017 Present
Catherines Asheville NC 05/2014 09/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
  • S66 Uniform Combined State Law Examination
    2023-10-10
Other Names
  • Sandi Carroll

View on SEC IAPD

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