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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-30 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greensboro | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Asheville | NC | 03/2020 | Present |
Board of Directors; The Lovett Foundation; board of Director; 10 Stump Tree Lane, , Winston Salem, NC, 27106; Not Investment-Related; 01/01/1993; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-04 |
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