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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
NC RA APPROVED 2010-03-25
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • NC RA
    APPROVED
    Since 2010-03-25

Branch Locations

303 New Clyde Hwy, Canton, NC 28716 • United States

Canton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Asheville NC 03/2010 03/2020
Ameriprise Financial Services, Llc Canton NC 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Milltown Holdings LLC; Co-owner; Real Estate; 303 New Clyde Hwy, , Canton, NC, 28716; Not Investment-Related; 03/11/2024; 0 hours per month; 0 during trading hours. Board of Directors; Twenty 20 Optometric Group, P.A.; Secretary; 1829 Hendersonville Road, Suite 60, Asheville, NC, 28803; Not Investment-Related; 05/31/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Twenty 20 Optometric Group, P.A.; Operations Manager - Operations Consultant, manage employee benefits and long-term strategic planning.; Optometry Practice; 1829 Hendersonville Road, Suite 60, Asheville, NC, 28803; Not Investment-Related; 01/04/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Twenty 20 Optometric Group, P.A.; Signing a lease on a commercial property as a co-guarantor. Signing as co-guarantor on a practice loan used to acquire medical equipment, lease-hold improvements, and working capital for the business.; 1829 Hendersonville Road, Suite 60, Asheville, NC, 28803; Not Investment-Related; 07/28/2014; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01
Designations

View on SEC IAPD

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