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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-18
  • NC RA
    APPROVED
    Since 2023-12-18

Branch Locations

24 Credit Union Way, Clyde, NC 28721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Waynesville NC 05/2023 Present
State Employees' Credit Union Cullowhee NC 05/2022 05/2023
Western Carolina University Cullowhee NC 01/2022 05/2023
B-52S American Bar And Grill Newton NC 08/2020 03/2022
The Buckle, Inc Hickory NC 09/2017 08/2020
Newton-Conover High School Newton NC 08/2015 05/2019
Secu Life Insurance Company Raleigh NC 07/2023 Present
Secu Brokerage Services Raleigh NC 08/2023 Present
Credit Union Investment Services Raleigh NC 10/2023 Present
Members Trust Company Tampa NC 10/2024 Present
  • 05/2023 → Present
    State Employees' Credit Union
    Waynesville, NC
  • 05/2022 → 05/2023
    State Employees' Credit Union
    Cullowhee, NC
  • 01/2022 → 05/2023
    Western Carolina University
    Cullowhee, NC
  • 08/2020 → 03/2022
    B-52S American Bar And Grill
    Newton, NC
  • 09/2017 → 08/2020
    The Buckle, Inc
    Hickory, NC
  • 08/2015 → 05/2019
    Newton-Conover High School
    Newton, NC
  • 07/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 08/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 10/2023 → Present
    Raleigh, NC
  • 10/2024 → Present
    Members Trust Company
    Tampa, NC
Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 7/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 10/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024. Title: Trust Rep.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18

View on SEC IAPD

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