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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-24 |
Branch Locations
339 Russ Ave, Waynesville, NC 28786 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Waynesville | NC | 10/2012 | Present |
| Wells Fargo Clearing Services, Llc | Waynesville | NC | 06/2025 | Present |
SMOKEY COVE HOMEOWNER'S ASSOCIATION; NOT INV RELATED; WHITTIER,NC; NEIGHBORHOOD ROAD MAINTENANCE; BOARD MEMBER; START DATE: 12/09/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-29 |
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