Caitlin Jill Gilman

Current Employers

Employment History

• 08/2015 → Present
  Bank Of America, N.A.
  Charlotte, NC
• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 10/2018 → 11/2023
  Fsc Securities Corporation
  Charlotte, NC
• 11/2023 → Present
  Osaic Wealth, Inc.
  Charlotte, NC

Previous Registrations

• 2018-10-12 → 2023-11-03
  Fsc Securities Corporation
  Charlotte, NC
• 2015-08-26 → 2018-10-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Matthews, NC
  Charlotte, NC
  Belmont, NC
  Matthews, NC
  Waxhaw, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2014-09-26 → 2014-12-03
  Pnc Wealth Management Llc
  Gastonia, NC
  Forest City, NC
  Rutherfordton, NC
  Gastonia, NC
  Shelby, NC
• 2014-01-13 → 2014-09-30
  Ubs Financial Services Inc.
  Charlotte, NC
• 2010-04-08 → 2014-01-02
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO
• 2009-02-24 → 2009-12-24
  Ameriprise Financial Services, Llc
  Charlotte, NC
• 2007-11-08 → 2009-02-13
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Other Businesses

1) I*116247 For profit or not for profit: Non-Profit Organization Name of outside business organization: Central Piedmont Community College Investment related: N Address of business: Charlotte, North Carolina 28235 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 8/10/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: Tutoring college students a few hours a week in Math 2) CENTRAL PIEDMONT COMMUNITY COLLEGE POSITION: Adjunct Faculty NATURE: Teaching math to undergraduate student part time INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/20/2018 ADDRESS: 1141 Elizabeth Ave, Charlotte NC 28204, United States DESCRIPTION: Teach a designed course in lower level mathematics. 3) RENTAL PROPERTY POSITION: Owner of the house NATURE: I own a house that a family rents. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 11140 Painted Tree Rd, Charlotte NC 28226, United States DESCRIPTION: I rent my old house to a family on an annual lease. 4) RENTAL PROPERTY POSITION: Owner of the house NATURE: I own a house in Wilmington NC that we rent annually. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 355 Club Ct, Wilmington NC 28412, United States DESCRIPTION: I own a house in Wilmington NC that I rent (currently to a retiree in a two year lease agreement) 5) UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE POSITION: Visiting Lecturer NATURE: Public University INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 08/21/2023 ADDRESS: 9201 University City Blvd, Charlotte NC 28223, United States DESCRIPTION: I teach college algebra and calculus

Exams

• S66 Uniform Combined State Law Examination
  2007-11-02
• S63 Uniform Securities Agent State Law Examination
  2005-01-31

Other Names

• Cati Mcguire
• Caitlin J Mcguire
• Caitlin Jill Mcguire
• Caitlin J Gilman
• Caitlin Gilman
• Caitlin Jill Gilman
• Caitlin Gilman