Dawn Michele Mcallen

Current Employers

Employment History

• 01/2015 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Charlotte, NC

Previous Registrations

• 2017-01-03 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Charlotte, NC
• 2015-01-09 → 2016-12-31
  Fsc Securities Corporation
  Charlotte, NC
  Bluffton, SC
  Waxhaw, NC
  Charlotte, NC
  Atlanta, GA
  Charlotte, NC
• 2009-06-01 → 2015-01-26
  Morgan Stanley
  Charlotte, NC
  Charlotte, NC
• 2008-09-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Charlotte, NC
• 2003-10-01 → 2008-09-29
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) FRAMEWORK FINANCIAL PLANNING POSITION: president NATURE: llc, sole ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 07/21/2015 ADDRESS: 37 Church Street Suite 2500, Suite 2500, Waynesville NC 28786, United States DESCRIPTION: financial planning, investment management and sales, insurance sales, marketing 2) FRAMEWORK FAMILY LINK POSITION: Owner, Managing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2018 ADDRESS: 37 Church Street Suite 2500, Suite 2500, Waynesville NC 28786, United States DESCRIPTION: Providing service directly and training employees to provide and assist service. Service is assisting clients in organizing and digitizing their personal and legal information. Will scan documents and use traditional paper filing and online filing through Everplans www.everplans.com documents will include personal interactions (funeral, notes to family), legal, medical, financial (general- such as listing and contact information for bank and investment accounts-- no detailed account info) No investment or planning advice will be offered or given. Will not be soliciting for investment or planning clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-25
• S63 Uniform Securities Agent State Law Examination
  1997-01-15

Other Names

• Dawn Michele Mcguire
• Dawn Michele Mcallen
• Dawn Michele Mcallen
• Dawn Michele Mcguire
• Dawn Michele Mcallen