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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-25 |
| AZ | RA | APPROVED | 2018-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Scottsdsle | AZ | 09/2017 | Present |
| Prescott Valley Event Center | Prescott Valley | AZ | 02/2016 | Present |
| Embry Riddle Aeronautical University | Prescott | AZ | 08/2015 | Present |
| Cafe 10 | Prescott | AZ | 05/2017 | 08/2017 |
| Embry Riddle Aeronautical University | Prescott | AZ | 08/2016 | Present |
FINDLAY TOYOTA CENTER, NOT INVT RELATED, PRESCOTT VALLEY, AZ, TICKET SELLER, START DATE 10/7/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, SELL TICKETS FOR EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-09 |
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