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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-13 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| General Atomics | Poway | CA | 03/2010 | 09/2022 |
| Graham Investment Management Inc. | San Diego | CA | 09/2017 | 02/2022 |
| Self Employed | San Diego | CA | 02/2017 | 03/2024 |
| 15 Equity Llc | Santa Barbara | CA | 02/2022 | 03/2024 |
| Lpl Financial Llc | San Diego | CA | 03/2024 | Present |
1- 03/13/2024 - THOROUGHFARE LOGISTICS LLC - Business Entity For Tax/Investment Purposes Only - Not investment related -Home Based - Start date: 09/06/2022 - 20 hrs mth / 5 hrs during trading . 2- 03/13/2024 - Lucia Capital Group -DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Dte:2/28/2024 - 160 hrs mth / 40 hrs during trading. 3- 07/24/2025 - Routewise Strategies LLC - Not Investment Related - Other - Business Owner - Home Based - Start Date:07/01/2025 - 40 Hrs/Mth - 5 Hrs During Trading. 4- 11/03/2025 - Doing Crazy Auto Maintenance (DCAM) LLC - Other - Reps Business - Not Investment Related - San Diego, CA - Start Date 11/16/2025 - 5 hours per month/ 0 hours during trading 5- 11/03/2025 - Fantastic Plus Auto Maintenance LLC - Other - Reps Business - Not Investment Related - San Diego, CA - Start Date 11/16/2025 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-14 |
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