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Houstyn Parker Heinz

Ria Advisory Group, LLC

Des Moines, IA

Sioux Falls, SD

CRD 6854366

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Employer firm

Ria Advisory Group, LLC CRD 152566

$568M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-07-23
  • SD RA
    APPROVED
    Since 2023-07-23

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

6300 S Old Village Place Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ria Advisory Group, Llc Sioux Falls SD 07/2023 Present
Elo Cpa's & Advisors Huron SD 11/2019 Present
Schwan Financial Group Aberdeen SD 09/2017 11/2019
Northwestern Energy Huron SD 05/2017 08/2017
N/A Huron SD 09/2016 04/2017
  • 07/2023 → Present
    Sioux Falls, SD
  • 11/2019 → Present
    Elo Cpa's & Advisors
    Huron, SD
  • 09/2017 → 11/2019
    Schwan Financial Group
    Aberdeen, SD
  • 05/2017 → 08/2017
    Northwestern Energy
    Huron, SD
  • 09/2016 → 04/2017
    N/A
    Huron, SD
Other Businesses

Currently Employed at a regional CPA firm in South Dakota as a Certified Public Accountant. Business activities include preparing and reviewing tax returns, financial statements and various other accounting functions for clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-26
  • S65 Uniform Investment Adviser Law Examination
    2023-07-26
Designations
  • Certified Financial Planner
Other Names
  • Houstyn P Heinz

View on SEC IAPD

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