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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-15 |
| CT | RA | APPROVED | 2021-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 09/2017 | 10/2018 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2014 | 09/2017 |
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2018 | 10/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 10/2018 | 06/2020 |
| Hsbc Bank Usa, N.A. | New York | NY | 10/2018 | 06/2020 |
| Unemployed | South Orange | NJ | 06/2020 | 01/2021 |
| Infinex Investments, Inc. | Meriden | CT | 01/2021 | Present |
| Popular Bank | Brooklyn | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-23 |
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