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Carly Mccormick

Thrivent Investment Management Inc.

Verona, WI

Madison, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-11-19
  • WI RA
    APPROVED
    Since 2020-11-19

Branch Locations

957 Liberty Dr, Verona, WI 53593 • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Madison WI 09/2017 10/2017
Athletes In Action Madison WI 09/2014 08/2017
Thrivent Investment Management Inc Verona WI 10/2017 Present
Thrivent Financial Appleton WI 10/2017 03/2018
Thrivent Financial Appleton WI 03/2018 Present
  • 09/2017 → 10/2017
    Unemployed
    Madison, WI
  • 09/2014 → 08/2017
    Athletes In Action
    Madison, WI
  • 10/2017 → Present
    Thrivent Investment Management Inc
    Verona, WI
  • 10/2017 → 03/2018
    Thrivent Financial
    Appleton, WI
  • 03/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-18
S63 Uniform Securities Agent State Law Examination 2017-12-01
  • S65 Uniform Investment Adviser Law Examination
    2020-11-18
  • S63 Uniform Securities Agent State Law Examination
    2017-12-01

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · VERONA, WI
EDWARD JONES · VERONA, WI
WALKNER CONDON FINANCIAL ADVISORS LLC · VERONA, WI
LINCOLN INVESTMENT · Verona, WI
FISCAL FITNESS, LLC · VERONA, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Verona, WI
LPL FINANCIAL LLC · VERONA, WI
HARBOUR INVESTMENTS, INC. · VERONA, WI

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