Cole Patrick Mason

Current Employers

Employment History

• 09/1998 → 09/2025
  Avantax Investment Services, Inc.
  Verona, WI
• 09/2008 → 09/2025
  Avantax Advisory Services
  Verona, WI
• 10/2010 → Present
  Mason Tax And Financial Inc.
  Verona, WI
• 08/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Verona, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Verona, WI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-09-18 → 2025-09-05
  Avantax Advisory Services
  Stoughton, WI
  Dallas, TX
  Verona, WI

Other Businesses

1) Mason Tax and Financial, Inc.~'NIR'~1940 Quam Pt Dr~Stoughton~WI~53589~Accounting~President~10/1/2010~160hrs~160hrs~Tax Prep, business mgt 2) Avestar Credit Union~'NIR'~125 W Madison St~Waterloo~WI~53594~Bank Director/Bank Officer~Member of the Board of Directors~2/24/2010~2hrs~2hrs~Board member only. No specific responsibilities 3) Bailey Tax and Financial Service~'NIR'~161 Horizon Dr Ste 103D, PO BOX 930065~Verona~WI~53593~Tax Preparation/Accounting~Owner/Sole Proprietor~10/1/2010~120hrs~120hrs~Tax Prep, business mgt 4) NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2012 ADDRESS: 161 Horizon Dr STE 103D, PO Box 930065, Verona WI 53593, United States DESCRIPTION: Notarize documents 5) MASON RENTAL PARTNERS LLC POSITION: Member NATURE: member/partner in an LLC that will hold a single unit of commercial real estate in a large commercial condo that will be rented back to my tax and accounting business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2022 ADDRESS: 1940 Quam Point Road, Stoughton WI 53589, United States DESCRIPTION: I will be involved in collecting rent from my tax and accounting business and making mortgage and utility payments. 6) VERONA AREA CONTRACTOR CENTER II CONDO ASSOCIATION POSITION: Treasurer NATURE: As an owner in the Condo, I'm a member of the condo association. Being the treasurer puts me on the board. I will be required to attend a minimum of two meetings a year. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/25/2023 ADDRESS: 161 Horizon Drive, Suite 103C, Verona WI 53593, United States DESCRIPTION: Attend meetings at least twice a year. Sign checks prepared by the accountant as necessary to pay condo association expenses. Review income and expense reports and financial statements.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-08
• S63 Uniform Securities Agent State Law Examination
  1998-12-10

Other Names

• Cole Patrick Mason