Nicholas Cole Mason

Current Employers

Employment History

• 04/2012 → 09/2025
  Avantax Investment Services, Inc.
  Verona, WI
• 12/2010 → Present
  Mason Tax And Financial
  Verona, WI
• 01/2013 → Present
  The Rotation
  Madison, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Verona, WI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-11-03 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Stoughton, WI
  Verona, WI

Other Businesses

1) Mason Tax and Financial, Inc. 161 Horizon Dr, Ste 103D~Verona~WI~53593~Tax Preparation/Accounting~Tax Preparation/Accounting~12/1/2010~160hrs~120hrs~Prepare clients taxes and processing paperwork 2) NOTARY PUBLIC POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/18/2020 ADDRESS: 161 Horizon Dr STE 103D, Verona WI 53593, DESCRIPTION: Notarizing documents 3) THE ROTATION POSITION: Contractor NATURE: Musician/Artist INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 5004 TURNER AVE, MADISON WI 53716, United States DESCRIPTION: Play music 4) MASON RENTAL PARTNERS LLC POSITION: Limited Member NATURE: commercial real estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2022 ADDRESS: 1940 Quam Point Road, Stoughton WI 53589, United States DESCRIPTION: None, I'm just a limited partner with no financial contribution or gain to or from the partnership, my name is just listed on the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-22
• S63 Uniform Securities Agent State Law Examination
  2013-05-21