Antonio Miguel Caballero

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 05/2017
  Regents Capital Corporation
  Costa Mesa, CA
• 09/2017 → 07/2018
  Foresters Financial Services
  Monrovia, CA
• 05/2017 → 09/2017
  Unemployed
  Covina, CA
• 07/2018 → 06/2019
  Foresters Financial Services
  Monrovia, CA
• 03/2019 → 06/2019
  Foresters Advisory Services
  Monrovia, CA
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Monrovia, CA
• 06/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN

Previous Registrations

• 2019-03-25 → 2019-06-24
  Foresters Advisory Services, Llc
  Monrovia, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-20
• S63 Uniform Securities Agent State Law Examination
  2017-11-09