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William Cameron Blum

Wells Fargo Clearing Services, LLC

Seal Beach, CA

Huntington Beach, CA

Rancho Mission Viejo, CA

CRD 6852537

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-29
CA RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2020-10-29
  • CA RA
    APPROVED
    Since 2020-06-12

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Huntington Beach, CA • United States

Rancho Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seal Beach CA 09/2019 Present
Lpl Financial San Diego CA 07/2018 06/2019
San Diego State University San Diego CA 08/2014 07/2018
Ameriprise Financial San Diego CA 09/2017 04/2018
  • 09/2019 → Present
    Wells Fargo Clearing Services, Llc
    Seal Beach, CA
  • 07/2018 → 06/2019
    Lpl Financial
    San Diego, CA
  • 08/2014 → 07/2018
    San Diego State University
    San Diego, CA
  • 09/2017 → 04/2018
    Ameriprise Financial
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-12
  • S66 Uniform Combined State Law Examination
    2020-06-12
Other Names
  • William Cameron Blum
  • William Blum

View on SEC IAPD

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Nearby Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA

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