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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-07 |
Branch Locations
601 Carlson Parkway Suite 1275 12Th Fl, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Minnetonka | MN | 02/2016 | 08/2017 |
| U.S. Bancorp Investments, Inc. | Minnetonka | MN | 08/2017 | 09/2019 |
| Ubs Financial Services Inc | Saint Paul | MN | 09/2019 | 01/2026 |
| Wells Fargo Advisors Financial Network, Llc | Minnetonka | MN | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
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