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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-24 |
| AL | RA | APPROVED | 2025-01-23 |
| GA | RA | APPROVED | 2024-10-16 |
| NC | RA | APPROVED | 2024-10-11 |
| FL | RA | APPROVED | 2022-09-07 |
Branch Locations
1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Palm Beach Gardens | FL | 04/2016 | 10/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2020 | 12/2020 |
| Northwestern Mutual Investment Services Llc/Warner Fin. Group | Palm Bch Gdns | FL | 11/2020 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Boynton Beach | FL | 11/2021 | 08/2022 |
| Wells Fargo Bank, Na | Boynton Beach | FL | 11/2021 | 08/2022 |
| Conifer Health Solutions | Delray Beach | FL | 01/2021 | 04/2021 |
| Pnc Bank Na | Wellington | FL | 04/2021 | 11/2021 |
| Papa John's Pizza | West Palm Beach | FL | 09/2021 | Present |
| Valic Financial Advisors, Inc. | Boca Raton | FL | 09/2022 | Present |
| Agia | Houston | TX | 12/2022 | Present |
PAPA JOHN'S; NOT INV. RELATED; WEST PALM BEACH,FL; DELIVERY DRIVER; START DATE 10/01/2021; NUMBER OF HOURS PER MONTH 100; NUMBER OF HOURS DURING TRADING 0; DELIVERING FOOD TO CUSTOMERS. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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