Celena Andrea Narez Helm

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2020
  Wells Fargo Bank, Na
  Griffin, CA
• 08/2017 → 05/2020
  Wells Fargo Clearing Services Llc
  Griffin, CA
• 07/2022 → 10/2024
  U.S. Bancorp Investments, Inc.
  Santa Rosa, CA
• 09/2021 → 10/2024
  U.S. Bank
  Santa Rosa, CA
• 06/2021 → 09/2021
  Exchange Bank
  Santa Rosa, CA
• 08/2020 → 06/2021
  Westamerica Bank
  Calistoga, CA
• 06/2020 → 07/2020
  Unemployed
  Windsor, CA
• 10/2024 → Present
  Lpl Financial Llc
  Rohnert Park, CA
• 10/2024 → Present
  Bmo Harris Bank
  Rohnert Park, CA

Other Businesses

1- 08/2024 / Mary Kay / Other / Not Investment Related / 5 hrs mth / WINDSOR, CA / Start date: 04/07/2020 2- 08/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3- 08/2024 / Notary / Notary / Investment Related / 5 hrs mth / 1 hr during trading / Start date: 02/02/2023 4- 08/2024 / BMO HARRIS BANK / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Rohnert Park, CA / Start date: 09/09/2024

Exams

• S66 Uniform Combined State Law Examination
  2026-03-25
• S63 Uniform Securities Agent State Law Examination
  2022-10-05

Other Names

• Celena Narez
• Celena Andrea Narez
• C Narez
• Celena Andrea Narez
• Celena Andrea Narez Helm
• Celena Andrea Helm