Keith Lawson Garlock

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Keith Garlock Insurance Agency
  Rohnert Park, CA
• 03/1998 → Present
  State Farm Vp Management Corp.
  Rohnert Park, CA
• 08/2018 → 06/2019
  State Farm Investment Management Corp.
  Rohnert Park, CA
• 10/2021 → Present
  State Farm Investment Management Corp.
  Rohnert Park, CA

Other Businesses

1) GARLOCK CHRISTMAS TREE FARM; INVESTMENT-RELATED; 2275 BLOOMFIELD, SEBASTOPOL CA 95472; INVESTMENT OR COMMERCIAL PROPERTY; PARTNER 33%; 01/2001; 15HRS/MONTH - 0 DURING TRADING HOURS; TREE FARM - SALES, WE NOW OWN THE LAND AND THE TREE FARM BUSINESS OPERATED ON THE LAND; FARMING, RETAIL SALES DURING CHRISTMAS, PAY BILLS, PAY TAXES, CALCULATE PARTNERS TAX LIABIITIES. 2) CALIFORNIA CHRISTMAS TREE GROWERS ASSOCIATION; NON-INVESTMENT-RELATED; PO BOX 401 HILMAR CA 95324; ASSOCIATION/COMMITTEE/COUNCIL; DIRECTOR; 09/01/2013; 1 HR/MO; 0 HRS/MO; PROFESSIONAL ASSOCIATION DEDICATED TO SUPPORTING THE CHRISTMAS TREE INDUSTRY IN CALIFORNIA; ATTENDING WEEKEND BOARD MEETINGS 3 TIMES PER YEAR IS MY ONLY RESPONSABILITY 3) Keith Garlock's Insurance Agency; Insurance Agency; Investment-related; 6201 State Farm Dr Rohnert Park, CA 94928-2119; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 6/1/1997; 80; 80; Service customers and supervise employees

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-11

Designations

• Chartered Financial Consultant