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William Ospina-Torres

LPl Financial LLC

Rohnert Park, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-11
  • CA RA
    APPROVED
    Since 2026-03-11

Branch Locations

6301 State Farm Dr, Rohnert Park, CA 94928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Laguna Hills CA 06/2016 11/2016
Target Mission Viejo CA 11/2016 05/2017
California State University, Fullerton Fullerton CA 08/2016 08/2018
Concordia University, Irvine Irvine CA 08/2018 12/2022
Gutierrez & Anderson, Cpa Irvine CA 04/2021 06/2022
Baskin Robbins Aliso Viejo CA 04/2020 01/2021
Schoolsfirst Federal Credit Union Mission Viejo CA 04/2022 06/2024
Asset Retention Insurance Services, Inc. Laguna Hills CA 09/2024 01/2025
Bmo Harris Bank Rohnert Park CA 03/2025 Present
Lpl Financial Llc Rohnert Park, CA 03/2025 Present
  • 06/2016 → 11/2016
    Unemployed
    Laguna Hills, CA
  • 11/2016 → 05/2017
    Target
    Mission Viejo, CA
  • 08/2016 → 08/2018
    California State University, Fullerton
    Fullerton, CA
  • 08/2018 → 12/2022
    Concordia University, Irvine
    Irvine, CA
  • 04/2021 → 06/2022
    Gutierrez & Anderson, Cpa
    Irvine, CA
  • 04/2020 → 01/2021
    Baskin Robbins
    Aliso Viejo, CA
  • 04/2022 → 06/2024
    Schoolsfirst Federal Credit Union
    Mission Viejo, CA
  • 09/2024 → 01/2025
    Asset Retention Insurance Services, Inc.
    Laguna Hills, CA
  • 03/2025 → Present
    Bmo Harris Bank
    Rohnert Park, CA
  • 03/2025 → Present
    Lpl Financial Llc
    Rohnert Park,, CA
Other Businesses

1) 03/2025 - BMO Investment Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

Other Firms

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NORTHBAY ADVISORS
EAGLE STRATEGIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

Anthony James Feeney
KEITH LAWSON GARLOCK
Celena Andrea Narez Helm
George A Hoang
Jason Turner
MATTHEW Willis RICHARDSON
KENNETH JURGEN WEISE
JASON BRADLEY JOHNSON

Other Offices

EDWARD JONES · ROHNERT PARK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Rohnert Park, CA
J.P. MORGAN SECURITIES LLC · ROHNERT PARK, CA
LPL FINANCIAL LLC · ROHNERT PARK, CA
LPL FINANCIAL LLC · ROHNERT PARK, CA
PRIVATE ADVISOR GROUP, LLC · Rohnert Park, CA
NORTHBAY ADVISORS · ROHNERT PARK, CA
EDWARD JONES · ROHNERT PARK, CA

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