Caroline A Zuendel

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2017
  Education
  Cary, Nc, NC
• 09/2017 → 04/2018
  Morgan Stanley Smith Barney Llc
  Raleigh, NC
• 11/2017 → 04/2018
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2018 → 05/2020
  Investment Advisor Alliance
  Oradell, NJ
• 04/2018 → 04/2020
  American Tax And Financial Planners
  Colorado Springs, CO
• 01/2021 → 07/2021
  Triangle Wealth Management
  Raleigh, NC
• 10/2021 → Present
  Morgan Stanley Smith Barney Llc
  Raleigh, NC
• 01/2019 → 04/2020
  Vector Solutions
  Apex, NC
• 05/2020 → 08/2020
  Cisco
  Cary, NC
• 08/2020 → 01/2021
  Unemployed
  Cary, NC
• 06/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2021-03-24 → 2021-07-16
  Triangle Wealth Management
  Raleigh, NC
• 2018-05-02 → 2020-05-29
  Keeler & Co., Llc
  Cary, NC
• 2018-01-02 → 2018-04-27
  Morgan Stanley
  Raleigh, NC

Other Businesses

(1) 548626 - Self / Not Investment Related / Cary, NC / Authorship, Co-Author / Start April 2023 / During business hours: 0 / After business hours: 10 / Writing.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-26
• S66 Uniform Combined State Law Examination
  2017-12-30

Other Names

• Caroline Ann Tupper
• Caroline Ann Zuendel