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Adule Mike Wariebi

Lazard Asset Management LLC

New York, NY

CRD 6850482

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Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-18
  • TX RA
    APPROVED
    Since 2021-03-18

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management, Llc New York NY 08/2017 Present
Lazard Asset Management Securities, Llc New York NY 08/2017 Present
Lazard Asset Management Limited London 12/2007 Present
  • 08/2017 → Present
    New York, NY
  • 08/2017 → Present
    Lazard Asset Management Securities, Llc
    New York, NY
  • 12/2007 → Present
    Lazard Asset Management Limited
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
  • S66 Uniform Combined State Law Examination
    2019-03-22

View on SEC IAPD

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