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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-07-09
  • IL RA
    APPROVED
    Since 2019-07-09

Branch Locations

8181 Communications Pkwy, F-04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2017 06/2018
Bulgari Corporation Of America Chicago IL 07/2016 08/2017
Hunken Ewing Financial Group Chicago IL 01/2019 06/2019
Jpmorgan Chase Bank Na Chicago IL 06/2019 Present
Jpmorgan Securities Llc Chicago IL 06/2019 Present
Unemployed Chicago IL 07/2018 12/2018
  • 09/2017 → 06/2018
    St Louis, MO
  • 07/2016 → 08/2017
    Bulgari Corporation Of America
    Chicago, IL
  • 01/2019 → 06/2019
    Hunken Ewing Financial Group
    Chicago, IL
  • 06/2019 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2019 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2018 → 12/2018
    Unemployed
    Chicago, IL
Previous Registrations
  • 2017-11-14 → 2018-06-29
    Chicago, IL
    Chicago, IL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-13
  • S66 Uniform Combined State Law Examination
    2017-11-13
Other Names
  • Peyton Shen

View on SEC IAPD

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