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Hector Julio Roche

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY

Belleville, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-13
NY RA APPROVED 2021-11-10
  • NJ RA
    APPROVED
    Since 2023-02-13
  • NY RA
    APPROVED
    Since 2021-11-10

Branch Locations

Cwm Retail, Sales 322 West 23Rd Street, New York, NY 10011 • United States

Cwm Retail, Sales 52 East 14Th Street, New York, NY 10003 • United States

Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States

Belleville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Morris Plains NJ 04/2015 09/2021
Wells Fargo Clearing Services, Llc Morris Plains NJ 08/2017 09/2021
Citigroup Global Markets, Inc. New York NY 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-10
S63 Uniform Securities Agent State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2020-12-10
  • S63 Uniform Securities Agent State Law Examination
    2017-11-10

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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