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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
300 Patriot Drive Suite B, Little Chute, WI 54140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Appleton | WI | 07/2012 | 08/2017 |
| Prudential Insurance Company Of America | Appleton | WI | 08/2017 | Present |
| Pruco Securities, Llc. | Appleton | WI | 08/2017 | 11/2024 |
| Lpl Enterprise, Llc | Little Chute | WI | 11/2024 | Present |
1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 2) 2024-10-03 - Eugene Cohen Insurance Agency, Inc. - Non-Variable Insurance - Y - 5 - 5 - at reported business location(s) - 2024-09-20 - The sale will be disability insurance for independent real estate agents 3) 2024-10-03 - Seint - Direct Sales/ MLM - Y - 5 - 0 - Saint George UT - 2024-09-20 - I have a link to a website where customers can purchase Seint makeup products. 4) 2024-10-03 - Mike Jansen - Makeup Artist - Artist/ Musician - Y - 12 - 4 - Menasha WI - 2024-09-20 - I provide makeup services either complimentary or for tips or negotiated price. 5) 2024-10-03 - PruCrew LLC - Real Estate Rental - Y - 0 - 0 - Little Chute WI - 2024-09-20 - We have established an LLC for the lease of the office space we use to operate our business with Prudential.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-10 |
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