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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

300 Patriot Drive Suite B, Little Chute, WI 54140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Appleton WI 07/2012 08/2017
Prudential Insurance Company Of America Appleton WI 08/2017 Present
Pruco Securities, Llc. Appleton WI 08/2017 11/2024
Lpl Enterprise, Llc Little Chute WI 11/2024 Present
  • 07/2012 → 08/2017
    Allstate Insurance Co
    Appleton, WI
  • 08/2017 → Present
    Prudential Insurance Company Of America
    Appleton, WI
  • 08/2017 → 11/2024
    Appleton, WI
  • 11/2024 → Present
    Little Chute, WI
Previous Registrations
Other Businesses

1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 2) 2024-10-03 - Eugene Cohen Insurance Agency, Inc. - Non-Variable Insurance - Y - 5 - 5 - at reported business location(s) - 2024-09-20 - The sale will be disability insurance for independent real estate agents 3) 2024-10-03 - Seint - Direct Sales/ MLM - Y - 5 - 0 - Saint George UT - 2024-09-20 - I have a link to a website where customers can purchase Seint makeup products. 4) 2024-10-03 - Mike Jansen - Makeup Artist - Artist/ Musician - Y - 12 - 4 - Menasha WI - 2024-09-20 - I provide makeup services either complimentary or for tips or negotiated price. 5) 2024-10-03 - PruCrew LLC - Real Estate Rental - Y - 0 - 0 - Little Chute WI - 2024-09-20 - We have established an LLC for the lease of the office space we use to operate our business with Prudential.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-29
S63 Uniform Securities Agent State Law Examination 1999-02-10
  • S65 Uniform Investment Adviser Law Examination
    2017-08-29
  • S63 Uniform Securities Agent State Law Examination
    1999-02-10
Other Names
  • Mike Jansen

View on SEC IAPD

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