David Michael Thieke

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Rochester, MN
• 09/2002 → Present
  Advanced Financial
  Rochester, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
• 2014-02-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Rochester, MN
  Rochester, MN

Other Businesses

1) T KEYS POINTERS POSITION: Owner NATURE: Own and operate small kennel, raising 1 or 2 liters a year, and 1 or 2 started bird dogs INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 3204 Pinewood RD SE, Rochester MN 55904, United States DESCRIPTION: train and raise bird dogs 2) ADVANCED FINANCIAL CONSULTANTS ---- FIXED POSITION: Insurance Professional NATURE: DBA named for Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 06/01/1998 ADDRESS: 2770 Commerce DR NW, Rochester MN 55901, United States DESCRIPTION: Life insurance and accident insurance sales 3) ADVANCED FINANCIAL CONSULTANTS -- SECURITES POSITION: Advisor NATURE: DBA Advanced Financial sercuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 06/01/1998 ADDRESS: advanced finacial, 2770 Commerce drive NW, rochester MN 55901, United States DESCRIPTION: Sales and Service for individual and company retirement plans

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-08-16