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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| MN | RA | APPROVED | 2014-02-05 |
Branch Locations
14 Second Street South West Suite 201, Rochester, MN 55902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Rochester | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.LAKE PROPERTY, YES, Hayward Wi and Lake City MN, RENTAL, Sole Proprietor / Owner / Partner, 05/2014, 0,2 *674191 - Twenty One Three Foundation; Investment related: No; ROCHESTER, Minnesota; Religious:Humanitarian:Hardship Assistance:Children/Youth:Economic Assistance (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 1; After business hours: 1; Investment Decisions/Advice:Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-11 |
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