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Kathleen Mary Allison

Morgan Stanley

Rochester, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-01
MN RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2016-11-01
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

14 Second Street South West Suite 201, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Rochester MN 06/2000 Present
Morgan Stanley Smith Barney Rochester MN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2000 → Present
    Citigroup Global Markets Inc.
    Rochester, MN
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Rochester, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-15
  • S63 Uniform Securities Agent State Law Examination
    2001-01-15
Other Names
  • Kathleen Mary Ryan

View on SEC IAPD

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Morgan G Sledge
Matthew B Winkle
WILLIAM JOSEPH SLOAN
PETER JOSEPH MOESCHLER

Other Offices

MML INVESTORS SERVICES, LLC · ROCHESTER, MN
MARINER · Rochester, MN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rochester, MN
WELLS FARGO CLEARING SERVICES, LLC · ROCHESTER, MN
STRATEGIC WEALTH GROUP · Rochester, MN
U.S. BANCORP ADVISORS, LLC · Rochester, MN
CETERA INVESTMENT ADVISERS LLC · ROCHESTER, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCHESTER , MN

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