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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-29
FL RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-29
  • FL RA
    APPROVED
    Since 2018-01-08

Branch Locations

1100 Canal St, The Villages, FL 32162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Villages FL 05/2010 Present
Bank Of America, N.A. The Villages FL 03/2018 Present
Other Businesses

I*1856282 Entity For Profit Name of OBA: Roast Beef LLC Address: Tavares, Florida, 32778 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/17/2024 No Hours: 3 No Hours during trading: 0 Duties: Business will be used to make apparel and other merchandise and they will be sold via online platform. (Amazon)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-08
  • S66 Uniform Combined State Law Examination
    2017-12-08
Other Names
  • Chad Seman

View on SEC IAPD

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