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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-04 |
| IN | RA | APPROVED | 2017-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Evansville | IN | 08/2017 | Present |
| Big Brothers Big Sisters Of Southwestern Indiana, Inc. | Evansville | IN | 07/2012 | 08/2017 |
| City Of Evansville | Evansville | IN | 01/2016 | 08/2017 |
| University Of Evansville | Evansville | IN | 08/2014 | 05/2017 |
| Kruckemeyer & Cohn Jewelry Company | Evansville | IN | 11/2016 | 08/2017 |
| American General Finance | Evansville | IN | 01/2015 | 08/2017 |
| Bank Of America, N.A. | Evansville | IN | 01/2018 | Present |
I*604235Name of OBA: Welborn Baptist FoundationAddress: Evansville, Indiana 47708 Investment Related: NPosition, Title, Association: Board MemberEmployee Start Date: 1/1/2022No Hours: 18 No Hours during trading: 15 Duties: Board governance of the organization (since January 2022), Investment Committee member (since January 2022). I have been asked to serve as the committee chair beginning in January 2024. My role would be to facilitate committee meetings and communication between staff, board, and investment advisors, serve on the Executive Committee, and provide updates quarterly to the Board. Per the committee's charter: The Investment Committee's purpose is to advise the Board regarding, and oversee all material aspects of, the organization's investments. Since the invested assets of the Foundation are the sole source of funds available for fulfilling our mission through grantmaking, the Committee is charged with maximizing portfolio income while sustaining principal, as well as being mindful of the need to maintain sufficient liquidity to meet the Foundation's cash flow needs, through remaining nimble in volatile times. I*2969275, Entity Type: , Name of OBA: MLPF& S CUST FPO K J H IRA FBO K J H, Address: Evansville, Indiana, 47714, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-26 |
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