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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-04
IN RA APPROVED 2017-09-27
  • TX RA
    APPROVED
    Since 2018-01-04
  • IN RA
    APPROVED
    Since 2017-09-27

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 08/2017 Present
Big Brothers Big Sisters Of Southwestern Indiana, Inc. Evansville IN 07/2012 08/2017
City Of Evansville Evansville IN 01/2016 08/2017
University Of Evansville Evansville IN 08/2014 05/2017
Kruckemeyer & Cohn Jewelry Company Evansville IN 11/2016 08/2017
American General Finance Evansville IN 01/2015 08/2017
Bank Of America, N.A. Evansville IN 01/2018 Present
  • 08/2017 → Present
    Evansville, IN
  • 07/2012 → 08/2017
    Big Brothers Big Sisters Of Southwestern Indiana, Inc.
    Evansville, IN
  • 01/2016 → 08/2017
    City Of Evansville
    Evansville, IN
  • 08/2014 → 05/2017
    University Of Evansville
    Evansville, IN
  • 11/2016 → 08/2017
    Kruckemeyer & Cohn Jewelry Company
    Evansville, IN
  • 01/2015 → 08/2017
    American General Finance
    Evansville, IN
  • 01/2018 → Present
    Bank Of America, N.A.
    Evansville, IN
Other Businesses

I*604235Name of OBA: Welborn Baptist FoundationAddress: Evansville, Indiana 47708 Investment Related: NPosition, Title, Association: Board MemberEmployee Start Date: 1/1/2022No Hours: 18 No Hours during trading: 15 Duties: Board governance of the organization (since January 2022), Investment Committee member (since January 2022). I have been asked to serve as the committee chair beginning in January 2024. My role would be to facilitate committee meetings and communication between staff, board, and investment advisors, serve on the Executive Committee, and provide updates quarterly to the Board. Per the committee's charter: The Investment Committee's purpose is to advise the Board regarding, and oversee all material aspects of, the organization's investments. Since the invested assets of the Foundation are the sole source of funds available for fulfilling our mission through grantmaking, the Committee is charged with maximizing portfolio income while sustaining principal, as well as being mindful of the need to maintain sufficient liquidity to meet the Foundation's cash flow needs, through remaining nimble in volatile times. I*2969275, Entity Type: , Name of OBA: MLPF& S CUST FPO K J H IRA FBO K J H, Address: Evansville, Indiana, 47714, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-26
  • S66 Uniform Combined State Law Examination
    2017-09-26
Other Names
  • Anna Carolyn Everitt
  • Anna Hargis

View on SEC IAPD

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